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Strengthening citizens’ involvement in water

and sanitation management

Benjamin Noury, Associate Director, Oxyo Water; Emeline Hassenforder, Researcher, National Research Institute

of Science and Technology for Environment and Agriculture, France

I

n the development of public policies for water resources

management, there is a growing recognition among

experts on the importance of participation. Participatory

management and stakeholder engagement practices are

therefore widely implemented. Governance literature and

several international institutions, including the Organization

for Economic Cooperation and Development, Global Water

Partnership, and the Stockholm International Water

Institute, recognise participation as a key criterion in defin-

ing good water governance principles. The Sustainable

Development Goal 6 acknowledges the added value of stake-

holder engagement at local level by setting a specific target to

“Support and strengthen the participation of local communi-

ties in improving water and sanitation management”.

These participatory approaches have been strengthened over

the years by a more refined legislation at local, national and

international level, setting requirements for the dissemina-

tion of information, stakeholders’ consultation and public

participation. According to the UN-Water Global Analysis and

Assessment of Sanitation and Drinking-Water report

1

, 80% of

74 responding countries had clearly defined procedures for

engaging service users in water and sanitation management.

However, implementation modalities remain unclear.

Policies and procedures for participation of local communities

in water and sanitation management are necessary but don’t

guarantee the level of participation quality. Concrete experi-

ences of public participation that effectively engage citizens

and end-users in co-designing water plans or projects through

a bottom-up approach are rare. The challenge to improve water

and sanitation management towards 2030 is not only to set

new stakeholder requirements but also to go beyond traditional

approaches with the ambition of a decentralised and participa-

tory management of water resources in polycentric contexts.

There are many economic, environmental and social bene-

fits to be gained from effectively engaging stakeholders in

water policies and projects: creating ownership, developing

activities that are fit for local needs and contexts, building

trust, resolving conflicts among users, strengthening the

sustainability of the interventions’ impacts, collecting local

data, and supporting institutional emergence. However, this

ambition raises specific issues. Challenges occur in citizens’

mobilisation, in the choice of procedures and impact assess-

ment methods and in the integration of citizen contributions

to water policies at different scales.

How do we engage citizens?

A participatory process needs participants. This observa-

tion is trivial but its application is a frequent challenge for

practitioners and researchers who implement the processes.

Citizens are usually easier to engage when confronted with

a specific issue – for instance, water pollution, lack of sanita-

tion, construction of a dam – than for preserving a pristine

river basin. Citizens’ involvement tends to be more sponta-

neous in crisis contexts. Examples of local struggles against

the Sivens dam in France or the Coca-Cola plant in Kerala,

India, symbolise the collective ability of a group to organize

itself to face a common concern.

It is difficult to engage citizens to preserve natural resources

or to discuss less tangible issues such as hygiene or climate

change. In these contexts specifically, communication and

the raising of awareness are required to stimulate activity.

Mass communication campaigns with radio announce-

ments or the distribution of flyers in mailboxes reach a large

number of people but with lower engagement rates than the

use of real social networks with local structures or of moti-

vated citizens who co-opt other participants. A pilot group or

a core group of citizens may facilitate these communication

structures in the implementation of participatory schemes.

Another challenge in mobilizing and engaging citizens lies

in attracting those who are not yet sensitised to the impor-

tance of water and sanitation issues. Innovative tools must be

deployed in order to reach the attention of these unconcerned

citizens. When it comes to engagement, the attractiveness of

the process is often as important as its substance. To that

aim, role-playing games or artistic activities such as drawing,

forum theatre and movie contests can be useful. Aligning a

water-related participation plan with a political, cultural or

religious agenda may also trigger the participation of uncon-

cerned citizens, especially workers who are more available in

the evening or on weekends.

How can citizens be involved?

Citizens’ participation is not a means to strengthen their

acceptance to established ideas. Some flexibility must be left

within the process in order to allow participants the room to

manoeuvre in water-related decision-making. When partici-

pation takes place within institutionalised procedures, the

instigator of participation, be it an NGO, a donor or a local

water management organisation, needs to define this margin

of manoeuvre.